Comments on: Got a Broker? BrokerCheck It before Using It

By: Weekly Dividend Investing Roundup - September 28, 2007

Weekly Dividend Investing Roundup - September 28, 2007 — Sat, 06 Oct 2007 22:55:20 +0000

[...] look up your current broker to see if there is anything funky about their professional history. The Sun Financial Diary provides information on how to do a check for items such as regulatory actions, investment-related [...]

By: Who Pays For College, The Debt Snowball, Frugality Backlash @ My Roundup » Money and Personal Finance Blog In Silicon Valley

Sun, 30 Sep 2007 15:55:32 +0000

[...] Sun’s Financial Diary: If you’re on the market for a broker, make sure you check them out thoroughly before signing up with [...]

By: Robyn Fulfillment Services

Robyn Fulfillment Services — Thu, 27 Sep 2007 17:52:54 +0000

Very nice article and Broker Check is a great tool. Thanks for all the information. Robyn Promo

By: AskProfit

AskProfit — Wed, 26 Sep 2007 19:30:55 +0000

Great information! When i was working as a compliance officer at a buyside investment firm I used this service regularly to perform due dilligence on new brokers we would use to invest with. From there I started using it for personal investing.

By: Investing » Got a Broker? BrokerCheck It before Using It

Investing » Got a Broker? BrokerCheck It before Using It — Wed, 26 Sep 2007 17:17:52 +0000

[...] Zlango Launches Web Play wrote an interesting post today onHere’s a quick excerptHowever, if you want to get some professional help for investing/financial planning, it’s always good to know as much background information about the broker/adviser as possible before letting him/her handle your finance. … [...]